FSA director of enforcement and financial crime
General insurance firm director banned by FSA for Client Money failings
The Financial Services Authority has banned the director of a Manchester based mortgage and general insurance firm from holding senior positions in the financial...
Standard Life fined £2.45m for production of misleading marketing material
The Financial Services Authority (FSA) has today fined Standard Life Assurance Limited (SLAL) £2.45m for serious systems and controls failings that resulted in the...
FSA bans and fined mortgage and insurer broker
The Financial Services Authority (FSA) has fined and banned Bolton based mortgage and insurance broker, Riaz Ahmad.
He has been fined £5,000 and prohibited from...
FSA banned insurance broker director for failing in his duties
The Financial Services Authority (FSA) has banned Stephen Allen, a director of insurance broker, Fabien Risk Services Ltd, for failing in his duties as...
